Jason Chi-jui Chiu

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-05-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
East West Bank	Rowland Heights	CA	04/2014	08/2023
Cetera Investment Services Llc	St Cloud	MN	04/2014	08/2023
Cetera Investment Adviser Llc	Rowland Heights	CA	04/2014	08/2023
Citigroup	Chino Hills	CA	09/2023	Present
Cetera Investment Services Llc	St Cloud	MN	05/2025	Present
Cetera Investment Advisers Llc	Los Angeles	CA	05/2025	Present
Ctbc Bank	Los Angeles	CA	05/2025	Present

2023-09-25 → 2025-01-10

Citigroup Global Markets Inc.

Riverside, CA

Fresno, CA

Fountain Valley, CA

Chino Hills, CA

Henderson, NV

Chino Hills, CA
2014-04-15 → 2023-09-22

Cetera Investment Advisers Llc

Rowland Heights, CA

City Of Industry, CA

San Marino, CA
2010-06-22 → 2014-04-17

Citigroup Global Markets Inc.

City Of Industry, CA

Jacksonville, FL

Glendale, CA

Cerritos, CA

Burbank, CA

Diamond Bar, CA
2009-07-21 → 2010-01-12

Wells Fargo Investments, Llc

Arcadia, CA

El Monte, CA

Pasadena, CA
2009-01-05 → 2009-05-06

Harrisdirect Llc

Arlington, VA
2006-07-24 → 2007-09-04

Banc Of America Investment Services, Inc.

Pasadena, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-07-21
S63	Uniform Securities Agent State Law Examination	2001-08-01

Other Firms