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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-24
VT RA APPROVED 2020-12-11
NJ RA APPROVED 2020-11-30
TX RA APPROVED 2011-08-24
CT RA APPROVED 2010-01-19
  • FL RA
    APPROVED
    Since 2021-02-24
  • VT RA
    APPROVED
    Since 2020-12-11
  • NJ RA
    APPROVED
    Since 2020-11-30
  • TX RA
    APPROVED
    Since 2011-08-24
  • CT RA
    APPROVED
    Since 2010-01-19

Branch Locations

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

Shamong, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 06/2009 Present
Bank Of America, N.A. Boston MA 06/2015 Present
Other Businesses

I*1795273, Entity Type:Entity Charitable, Name of OBA: Big Brothers Big Sisters of Eastern Massachusetts Address:Boston, MA 02110 Investment Related: No Position, Title, Association:Board Member Employee Start Date:4/25/2024 No Hours:3 hrs monthly No Hours during trading:1 Duties:Board of Advisors for Big Brothers Big Sisters of Eastern Massachusetts - providing mentorship to underprivileged youth I*2114324, Entity Type: Fiduciary, Name of OBA: K M TTEE U/A DTD 08/22/2024 BY K M , Address: MARSHFIELD, Massachusetts, 02050, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 03-Dec-2024, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*482110, Entity Type: Fiduciary, Name of OBA: K A, Address: MARSHFIELD, Massachusetts, 02050, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Sep-2009, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: I*4812267, Entity Type: , Name of OBA: L F A TTEE U/A DTD 06/24/1999 BY L F A, Address: POMPANO BEACH, Florida, 33062, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 07/06/2026, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: I*4853268, Entity Type, Name of OBA: L A TTEE U/A DTD 03/03/2026 BY L A Address: POMPANO BEACH Florida 33062 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 07/09/2026 No Hours: 1 Weekly No Hours during trading: 1 Weekly Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
  • S66 Uniform Combined State Law Examination
    2009-12-30
Other Names
  • Leonard F Arabia
  • Leonard Frank Arabia Jr.

View on SEC IAPD

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