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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-10-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Fed & Sav Loan Assoc | Lakewood | OH | 11/2013 | 10/2021 |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2013 | 10/2021 |
| Cetera Investment Advisers Llc | Lakewood | OH | 01/2014 | 10/2021 |
| Prudential Insurance Company Of America | Mayfield Heights | OH | 10/2021 | 10/2022 |
| Pruco Securities, Llc. | Mayfield Heights | OH | 10/2021 | 10/2022 |
| Key Investment Services Llc | Brooklyn | OH | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-07 |
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