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Thomas Erwin Keeney

Mercer Global Advisors Inc.

Bellevue, WA

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-10-31
  • WA RA
    APPROVED
    Since 2017-10-31

Branch Locations

10655 Northeast Fourth Street, Suite 810, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blue Moon Wealth Advisory Bellevue WA 10/2014 10/2017
Mercer Global Advisors Inc. Bellevue WA 10/2017 Present
Previous Registrations
  • 2014-10-27 → 2017-12-31
    Blue Moon Wealth Advisory, Llc.
    Bellevue, WA
  • 2014-02-14 → 2014-10-02
    Summit Asset Strategies Wealth Management, Llc
    Bellevue, WA
  • 2011-02-10 → 2013-12-31
    Summit Asset Strategies Wealth Management, Llc
    Bellevue, WA
  • 2008-08-07 → 2011-03-03
    Ameriprise Financial Services, Llc
    Bellevue, WA
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-05
  • S66 Uniform Combined State Law Examination
    2008-08-05
Other Names
  • Thomas E Keeney

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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