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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-04-06 |
| MT | RA | APPROVED | 2025-08-11 |
| NM | RA | APPROVED | 2025-05-16 |
| OK | RA | APPROVED | 2025-05-12 |
| CT | RA | APPROVED | 2025-05-02 |
| MN | RA | APPROVED | 2025-04-01 |
| ND | RA | APPROVED | 2025-03-03 |
| DE | RA | APPROVED | 2024-07-17 |
| HI | RA | APPROVED | 2024-01-26 |
| DC | RA | APPROVED | 2024-01-17 |
| AK | RA | APPROVED | 2023-09-21 |
| RI | RA | APPROVED | 2023-05-31 |
| NV | RA | APPROVED | 2023-02-21 |
| PA | RA | APPROVED | 2022-07-12 |
| OH | RA | APPROVED | 2021-08-25 |
| MS | RA | APPROVED | 2021-08-02 |
| WI | RA | APPROVED | 2021-06-07 |
| NY | RA | APPROVED | 2021-04-16 |
| AZ | RA | APPROVED | 2021-03-12 |
| MO | RA | APPROVED | 2021-01-27 |
| KY | RA | APPROVED | 2020-11-02 |
| WA | RA | APPROVED | 2020-05-28 |
| CA | RA | APPROVED | 2020-04-21 |
| NE | RA | APPROVED | 2020-04-20 |
| KS | RA | APPROVED | 2020-02-28 |
| NJ | RA | APPROVED | 2020-01-27 |
| LA | RA | APPROVED | 2019-12-12 |
| SC | RA | APPROVED | 2019-07-15 |
| FL | RA | APPROVED | 2019-07-08 |
| MD | RA | APPROVED | 2019-01-08 |
| VA | RA | APPROVED | 2018-03-13 |
| MA | RA | APPROVED | 2018-02-12 |
| MI | RA | APPROVED | 2018-02-05 |
| IN | RA | APPROVED | 2017-12-15 |
| AR | RA | APPROVED | 2017-08-02 |
| IL | RA | APPROVED | 2016-10-27 |
| CO | RA | APPROVED | 2016-02-16 |
| NC | RA | APPROVED | 2013-02-25 |
| GA | RA | APPROVED | 2012-09-24 |
| AL | RA | APPROVED | 2012-07-27 |
| TX | RA | APPROVED | 2011-07-29 |
Branch Locations
725 Cool Springs Blvd Suite 450, Franklin, TN 37067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Brentwood | TN | 04/2008 | 11/2018 |
| Park Ave Securities | Brentwood | TN | 04/2008 | 11/2018 |
| Unempolyment | Franklin | TN | 07/1997 | Present |
| Guardian Life Insurance Company | Franklin | TN | 11/2018 | Present |
| Park Avenue Securities | Franklin | TN | 11/2018 | Present |
1. Compass Executive Consulting, Start:11/22/2021, Address: 321 BILLINGSLY COURT SUITE 16 Franklin TN. 37067, 10 total hours per month 10 during securities trading hours, Not Investment related, Less than 10% annual compensation, 2. Compass Executive Group, Start Date: 1/1/2025, 10 total hours per month; 10 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-01 |
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