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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Frederick | MD | 01/2014 | 10/2016 |
| Scottrade | Pittsburg | PA | 02/2017 | 02/2018 |
| Pruco Securites Corp, Llc | Camp Hill | PA | 01/2021 | 01/2022 |
| The Prudential Insurance Company Of America | Camp Hill | PA | 01/2021 | 01/2022 |
| Charles Schwab & Co., Inc. | Harrisburg | PA | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Harrisburg | PA | 01/2022 | Present |
| Td Ameritrade Services | Harrisburg | PA | 12/2017 | 01/2021 |
| Unemployed | Fairfield | PA | 10/2016 | 02/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-17 |
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