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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

4049 1St St Ste 141, Livermore, CA 94551-4986 • United States

2126 Via Bella, Oakdale, CA 95361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Financial Services, Inc. Lodi CA 08/2009 11/2017
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 06/2016 11/2017
Questar Asset Management Minneapolis MN 11/2017 03/2019
Questar Capital Corporation Minneapolis MN 11/2017 03/2019
Woodbury Financial Services, Inc. Acampo CA 03/2019 Present
Woodbury Financial Services, Inc. Acampo CA 03/2019 01/2024
Osaic Wealth, Inc. Livermore CA 01/2024 Present
  • 08/2009 → 11/2017
    Sterne Agee Financial Services, Inc.
    Lodi, CA
  • 06/2016 → 11/2017
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 11/2017 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 11/2017 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Acampo, CA
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Acampo, CA
  • 01/2024 → Present
    Livermore, CA
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Acampo, CA
    Livermore, CA
    Lodi, CA
  • 2017-11-03 → 2019-03-01
    Questar Asset Management, Inc.
    Livermore, CA
    Minneapolis, MN
  • 2016-06-30 → 2017-11-30
    Acampo, CA
    Birmingham, AL
  • 2010-11-11 → 2016-06-30
    Intl Advisory Consultants Inc.
    Lodi, CA
    Acampo, CA
Other Businesses

1. BECKMAN INVESTMENT SECURITIES POSITION: Owner/Principal NATURE: Sole Proprietorship owned by Kenneth L. Dammel INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2008 ADDRESS: 4049 1st Street, Suite 141, Livermore CA 94551, United States DESCRIPTION: I have been operating under Beckman Investment Securities since starting in the business as an Investment Professional offering advice and services in the Investment profession

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-18
S63 Uniform Securities Agent State Law Examination 2008-08-11
  • S66 Uniform Combined State Law Examination
    2009-07-18
  • S63 Uniform Securities Agent State Law Examination
    2008-08-11

View on SEC IAPD

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