Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-08
CO RA APPROVED 2026-07-07
  • TX RA
    APPROVED_RES
    Since 2026-07-08
  • CO RA
    APPROVED
    Since 2026-07-07

Branch Locations

1455 16Th St Mall, Denver , CO 80202 • United States

1455 16Th St Mall, Denver , CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Denver CO 06/2026 Present
Verde Malo Llc Maitland FL 11/2019 Present
Charles Schwab Lone Tree CO 03/2022 05/2026
Td Ameritrade Traverse City MI 05/2008 06/2021
  • 06/2026 → Present
    Denver, CO
  • 11/2019 → Present
    Verde Malo Llc
    Maitland, FL
  • 03/2022 → 05/2026
    Charles Schwab
    Lone Tree, CO
  • 05/2008 → 06/2021
    Td Ameritrade
    Traverse City, MI
Previous Registrations
  • 2022-03-23 → 2026-06-13
    Westlake, TX
    Lone Tree, CO
    Lone Tree, CO
    Omaha, NE
    Westlake, TX
  • 2009-11-05 → 2021-10-07
    Td Ameritrade, Inc.
    Harrisburg, PA
    Fort Worth, TX
    Westlake, TX
    Houston, TX
    Chicago, IL
    Birmingham, MI
  • 2009-11-05 → 2021-10-07
    Td Ameritrade Investment Management, Llc
    Harrisburg, PA
    Fort Worth, TX
    Houston, TX
    Houston, TX
    Chicago, IL
    Birmingham, MI
    Chicago, IL
Other Businesses

NAME OF OTHER BUSINESS:Verde Malo LLC IS THIS OTHER BUSINESS INVESTMENT RELATED?:Yes ADDRESS:,Maitland,FL,32751,USA NATURE OF OTHER BUSINESS:Passive Real Estate YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:2019-11-21 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:5 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Investor in Real Estate IS THIS A RESIDENTIAL ADDRESS?:Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-03
S63 Uniform Securities Agent State Law Examination 2008-09-15
  • S66 Uniform Combined State Law Examination
    2009-11-03
  • S63 Uniform Securities Agent State Law Examination
    2008-09-15
Other Names
  • Randy Mossa
  • Randy Moayad Mossa
  • Randy M Mossa

View on SEC IAPD

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor