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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-23
KY RA APPROVED 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-11-23
  • KY RA
    APPROVED
    Since 2025-09-05

Branch Locations

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Lexington KY 10/2018 09/2020
Raymond James Financial Services Advisors Inc. Lexington KY 10/2018 09/2020
Watson Family Office Limited Liability Company Lexington KY 04/2018 12/2022
Bb&T Investment Services, Inc. Lexington KY 02/2010 01/2018
Bb&T Securities, Llc Lexington KY 01/2018 09/2018
Woodford Financial Pllc Versailles KY 01/2020 Present
Wealthsouth Lexington KY 09/2018 08/2024
Avantax Advisory Services Versailles KY 09/2024 09/2025
Woodford Financial Pllc Versailles KY 01/2020 Present
Avantax Investment Services, Inc. Versailles KY 11/2024 09/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/2018 → 09/2020
    Raymond James Financial Services, Inc
    Lexington, KY
  • 10/2018 → 09/2020
    Lexington, KY
  • 04/2018 → 12/2022
    Watson Family Office Limited Liability Company
    Lexington, KY
  • 02/2010 → 01/2018
    Bb&T Investment Services, Inc.
    Lexington, KY
  • 01/2018 → 09/2018
    Bb&T Securities, Llc
    Lexington, KY
  • 01/2020 → Present
    Woodford Financial Pllc
    Versailles, KY
  • 09/2018 → 08/2024
    Wealthsouth
    Lexington, KY
  • 09/2024 → 09/2025
    Avantax Advisory Services
    Versailles, KY
  • 01/2020 → Present
    Woodford Financial Pllc
    Versailles, KY
  • 11/2024 → 09/2025
    Avantax Investment Services, Inc.
    Versailles, KY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-09-04 → 2025-09-05
    Avantax Advisory Services
    Versailles, KY
    Dallas, TX
  • 2018-10-29 → 2020-09-16
    Lexington, KY
    Danville, KY
  • 2018-01-02 → 2018-09-06
    Bb&T Securities, Llc
    Lexington, KY
    Charlotte, NC
  • 2010-02-26 → 2018-01-02
    Bb&T Investment Services, Inc.
    Lexington, KY
    Charlotte, NC
  • 2008-12-10 → 2009-12-18
    Midway, KY
    Waltham, MA
    Anchorage, KY
Other Businesses

1) WOODFORD FINANCIAL PLLC POSITION: Member NATURE: Woodford Financial understands the breadth of knowledge and level of attention required to manage the financial issues your business will experience. As a trusted Versailles, KY CPA firm, we provide a wide range of customized, accurate accounting services. From day-to-day bookkeeping to making informed decisions about hiring more employees or investing in a big purchase, we're ready to partner with you to help ensure your success. In addition, we can assist you with strategic tax planning to limit tax liabilities while garnering the highest profits possible for your business. Avantaxinvestment services will be offered in conjunction with other professional services by Woodford Financial PLLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 01/27/2020 ADDRESS: 100 United Drive, Suite 3B, Versailles, KY 40383, United States DESCRIPTION: I am one of two managing partners/owners of the firm and am responsible for (1) day-to-day management of the firm, (2) tax planning for clients, (3) tax preparation for clients, (4) financial planning for clients, and (5) client relationship management. I will also be marketing Avantax business under this entity. 2) NAME OF OTHER BUSINESS: HARTLAND EXECUTIVE HOMEOWNERS ASSOCIATION INVESTMENT RELATED: NO ADDRESS: 4910 HARTLAND PARKWAY LEXINGTON KY 40515 NATURE OF BUSINESS: BOARD START DATE: 7/1/2026 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: KEEP FINANCIALS CURRENT, ATTEND BOARD MEETINGS 3) NAME OF OTHER BUSINESS: ROTARY CLUB OF WOODFORD COUNTY ; INVESTMENT RELATED: NO ADDRESS: 100 UNITED DR STE 3B, VERSAILLES, KY 40383 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 7/1/2025 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE LOCAL CHAPTER OF ROTARY INTERNATIONAL & ORGANIZE MEETINGS ;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-28
S65 Uniform Investment Adviser Law Examination 2023-07-26
S66 Uniform Combined State Law Examination 2008-12-09
  • S63 Uniform Securities Agent State Law Examination
    2025-08-28
  • S65 Uniform Investment Adviser Law Examination
    2023-07-26
  • S66 Uniform Combined State Law Examination
    2008-12-09
Other Names
  • Bud Watson
  • Ralph Watson
  • Ralph S Watson
  • Ralph S Watson
  • Rs Watson
  • Ralph Sherman Watson

View on SEC IAPD

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