Richard Allen Flippo

Current Employers

Employment History

• 03/2018 → 07/2018
  Xtant Medical
  Bozeman, MT
• 09/2017 → 09/2018
  Wndm Medical
  Fort Worth, TX
• 11/2015 → 08/2017
  Medtronic
  Memphis, TN
• 10/2018 → 05/2025
  Ubs Financial Services Inc.
  Daniel Island, SC
• 05/2025 → Present
  Sanctuary Securities, Inc.
  North August, SC
• 05/2025 → Present
  Sanctuary Advisors Llc
  North Augusta, SC

Previous Registrations

• 2019-01-02 → 2025-05-20
  Ubs Financial Services Inc.
  Mt. Pleasant, SC
  North Augusta, SC

Other Businesses

1) Name: Atlantic Building Solutions Position: Independent Contractor Nature: Help work with them regarding management of local large facilities and ensure they are clean. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 5/1/2024 Address: 4441 Six Forks Rd, Ste 106 #234, Raleigh NC 27609, United States Description: Walk through 1x a week facilities, talk with management, report to home office 2. RAF BUSINESS CONSULTING LLC POSITION: Owner/Operator NATURE: Administrative duties helping clients engage with investment banks to ensure paperwork from attorneys, and cpa's, controllers, ect are delivered to the IB businesses in a timely manner. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2025 ADDRESS: 518 Sweetwater Rd, North Augusta SC 29860, United States DESCRIPTION: Administrative only 3) TWELVE 80 CONSULTANTS OF SC LLC POSITION: Owner NATURE: Operating entity for investment advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 06/30/2025 ADDRESS: 518 Sweetwater Rd, North Augusta SC 29860, United States DESCRIPTION: Owner/Investment Advisor

Exams

• S66 Uniform Combined State Law Examination
  2018-12-28

Other Names

• Richard Allen Flippo
• Richard Allen Flippo