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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-06-24 |
Branch Locations
9724 Kingston Pike Suite 701, Knoxville, TN 37922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl | Knoxville | TN | 02/2012 | 03/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2019 | Present |
1. JOSEPH R MOORE, INDEPENDENT INSURANCE AGENT, 300 N FORREST PARK BLVD STE 101, KNOXVILLE, TN, 06/12/2008. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR-10/WK-8/TRADING. 2. FAMILY FARM, 1639 DEEP SPRINGS RD, DANDRIDGE, TN, 04/01/2019. NIR-15/WK-0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 06/24/19 4. SHADY GROVE PLACE LLC, 1639 Deep Springs Rd, Dandridge TN 37725, United States, 11/01/2024, Operations, 1099, NIR, 10/MO - 1/Trading 5. MOORE WEALTH MANAGEMENT, 9724 Kingston Pike #701, Knoxville TN 37922, START DATE 12/2025, Investment Advisor Representative, DBA Name, IR, 32 HR/MO, 32 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-23 |
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