Adam Westbrook Raines

Current Employers

Rainbrook Capital Llc

Little Rock, AR • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2026-05-07

AR RA
APPROVED

Since 2026-05-07

Branch Locations

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc	Little Rock	AR	05/2008	03/2017
Stephens Inc.	Little Rock	AR	03/2017	Present

05/2008 → 03/2017

Stephens Inc

Little Rock, AR
03/2017 → Present

Stephens Inc.

Little Rock, AR

Other Businesses

Self/Adam Raines - investment related- 304 Valley Club Circle, Little Rock, AR - Investor - Real Estate - July 2019 - 0 hours devoted to the other business - 0 hours devoted during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-04
S63	Uniform Securities Agent State Law Examination	2008-08-27

S65 Uniform Investment Adviser Law Examination

2026-04-04
S63 Uniform Securities Agent State Law Examination

2008-08-27