Frank J Lupu

Current Employers

Lupu Financial

19800 Macarthur Blvd. Suite 300, Irvine, CA 92612 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-02-25

CA RA
APPROVED

Since 2021-02-25

Branch Locations

19800 Macarthur Blvd. Suite 300, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Boise	ID	04/2014	02/2021
Cooper Financial Group	Boise	ID	04/2014	02/2020
Securities America Advisors	Boise	ID	02/2020	01/2021
Lupu Financial Services, Llc	Westlake Village	CA	01/2021	Present
Lupu Insurance Services, Llc	Eagle	ID	08/2023	Present
Lupu Realty	Boise	ID	03/2020	03/2021

04/2014 → 02/2021

Securities America, Inc.

Boise, ID
04/2014 → 02/2020

Cooper Financial Group

Boise, ID
02/2020 → 01/2021

Securities America Advisors

Boise, ID
01/2021 → Present

Lupu Financial Services, Llc

Westlake Village, CA
08/2023 → Present

Lupu Insurance Services, Llc

Eagle, ID
03/2020 → 03/2021

Lupu Realty

Boise, ID

Previous Registrations

2020-02-20 → 2021-02-26

Securities America Advisors, Inc.

Boise, ID
2014-04-28 → 2020-02-25

Cooper Mcmanus

Camarillo, CA

Irvine, CA

Boise, ID
2008-07-29 → 2014-04-25

Edward Jones

St Louis, MO

Camarillo, CA

Camarillo, CA

Ventura, CA

Other Businesses

Lupu Insurance Services, LLC; Insurance Agent; INVESTMENT RELATED: Yes; START DATE: 08/2023 ADDRESS: Boise, ID; Fixed Insurance Sales; Approximately 15 hours spent per month; Approximately 1 hour spent during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-24

S66 Uniform Combined State Law Examination

2008-07-24

Other Names

Francesco Jeffrey Lupu
Frankie Lupu
Frank Lupu

View on SEC IAPD