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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-09-26
  • GA RA
    APPROVED
    Since 2022-09-26

Branch Locations

2300 Windy Ridge Parkway S.E. Suite 240 S, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 06/2009 09/2022
E*Trade Capital Management Llc Alpharetta GA 12/2011 09/2022
Valic Financial Advisors, Inc. Atlanta GA 09/2022 Present
Agia Houston TX 12/2022 Present
  • 06/2009 → 09/2022
    E*Trade Securities Llc
    Alpharetta, GA
  • 12/2011 → 09/2022
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 09/2022 → Present
    Atlanta, GA
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2011-12-02 → 2021-08-04
    Harrisdirect Llc
    Arlington, VA
    Atlanta, GA
    Atlanta, GA
  • 2008-08-13 → 2009-01-29
    St Louis, MO
    Lithonia, GA
    Stone Mountain, GA
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-30
  • S66 Uniform Combined State Law Examination
    2011-11-30
Other Names
  • Wendell Lofton
  • Wendell James Lofton

View on SEC IAPD

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