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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-04
CA RA APPROVED 2021-08-18
  • TX RA
    APPROVED_RES
    Since 2024-11-04
  • CA RA
    APPROVED
    Since 2021-08-18

Branch Locations

Santa Monica, CA • United States

6080 Center Drive Suite 120, Los Angeles, CA 90045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Soundhaven Capital Management Westlake Village CA 07/2015 08/2017
Massmutual Life Insurance Company Los Angeles CA 08/2017 Present
Mml Investors Services Los Angeles CA 10/2017 Present
  • 07/2015 → 08/2017
    Westlake Village, CA
  • 08/2017 → Present
    Massmutual Life Insurance Company
    Los Angeles, CA
  • 10/2017 → Present
    Mml Investors Services
    Los Angeles, CA
Previous Registrations
  • 2017-04-14 → 2017-08-14
    Santa Monica, CA
    Westlake Village, CA
  • 2015-03-31 → 2015-04-14
    J.P. Morgan Private Wealth Advisors Llc
    Los Angeles, CA
    San Francisco, CA
Other Businesses

NAME: JOHN KYLE ANNAS INV REL:Y ADD: RESIDENTIAL NATURE: INDIVIDUAL LIFE POSITION: SALES START DATE: 6/21/2017 NO HRS/MO : 1 NO HRS/MO DUR TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-19
  • S66 Uniform Combined State Law Examination
    2021-07-19
Other Names
  • Kyle Annas
  • Kyle Annas

View on SEC IAPD

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