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David Scott Owens

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Conshohocken, PA

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2011-03-07
PA RA APPROVED 2010-06-15
CT RA APPROVED 2009-10-23
  • DE RA
    APPROVED
    Since 2011-03-07
  • PA RA
    APPROVED
    Since 2010-06-15
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

300 Conshohocken State Rd, Conshohocken, PA 19428 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Workrite Oxnard CA 06/2005 Present
Bank Of America, N.A. West Conshohocken PA 05/2008 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Conshohocken PA 10/2009 Present
Previous Registrations
  • 2008-11-26 → 2009-10-23
    Banc Of America Investment Services, Inc.
    West Conshohocken, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-21
  • S66 Uniform Combined State Law Examination
    2008-11-21
Other Names
  • David Owens

View on SEC IAPD

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