Sean M O'BRien

Current Employers

Employment History

• 05/1999 → Present
  Self Employed
  Campbell, CA
• 05/2013 → 06/2024
  Securities America, Inc.
  Monterey, TN
• 05/2013 → 06/2024
  Securities America Advisors, Inc.
  Monterey, TN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Monterey, TN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Monterey, TN

Previous Registrations

• 2013-05-14 → 2024-06-14
  Securities America Advisors, Inc.
  Campbell, CA
  Campbell, CA
  Los Gatos, CA
  Monterey, TN
• 2011-01-05 → 2013-05-14
  Financial Telesis Inc
  San Rafael, CA
  Campbell, CA
• 2008-08-14 → 2010-12-31
  Planmember Securities Corporation
  Scotts Valley, CA
  Carpinteria, CA
  Scotts Valley, CA

Other Businesses

1. GLENWOOD ADVISORS POSITION: Sole Proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 215 Anne Rd, Monterey TN 38574, United States DESCRIPTION: Financial & Insurance Planning 2. THE CATHY O'BRIEN LIVING TRUST POSITION: Successor Trustee NATURE: My Mother's Trust Cathy O'Brien, Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/08/1999 ADDRESS: 552 Bean Creek Road, Spc 139, Scotts Valley CA 95066, United States DESCRIPTION: To administer the directives of the trust upon grantor's passing. Not a conflict. 3. THE HENDRICKS REVOCABLE LIVING TRUST DTD DECEMBER 23, 2008 POSITION: Co-Successor Trustee NATURE: My Step-Father & Wife's Living Trust Charles B Hendricks & Linda M Hendricks, Trustees INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2008 ADDRESS: 45570 Faxon Ln, Temecula CA 92592, United States DESCRIPTION: To administer the directives of the trust upon grantor's passing. Not a conflict.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-14
• S63 Uniform Securities Agent State Law Examination
  2008-08-13

Designations