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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-14 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Solutions | Denver | CO | 05/2016 | 07/2022 |
| Transamerica Investors Securities Corporation | Denver | CO | 05/2016 | 07/2022 |
| Principal Life Insurance | Brooklyn | NY | 08/2022 | Present |
| Principal Securities, Inc | Brooklyn | NY | 08/2022 | Present |
**PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/08/2022 ADDRESS: 1155 Avenue of the Americas, Suite 1120, New York NY 10036, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal. **STUDIO DOUMET POSITION: Managing and Business Development Director NATURE: Managing Partner INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/29/2025 ADDRESS: 4610 Center Blvd., Apt. 1601, Long Island City NY 11109, United States DESCRIPTION: My wife owns a boutique interior design firm and I will be assisting from time to time with business development, book keeping, and consulting services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-19 |
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