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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-13 |
| CA | RA | APPROVED | 2023-02-10 |
Branch Locations
1541 Blue Oaks Blvd. Ste 100, Roseville, CA 95747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rick A Abell | Sacramento | CA | 10/2013 | 06/2017 |
| Northwestern Mutual Investment Services Llc | Sacramento | CA | 06/2017 | 11/2017 |
| Wells Fargo Clearing Services, Lcc | Roseville | CA | 12/2017 | 04/2022 |
| Unemployed | Roseville | CA | 05/2022 | 01/2023 |
| Lpl Financial Llc | Citrus Heights | CA | 02/2023 | Present |
| Safe Credit Union | Citrus Heights | CA | 02/2023 | Present |
1) 2/2023- SAFE Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-27 |
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