Jeremy Lee Adams

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2021-04-12

GA RA
APPROVED

Since 2021-04-12

Branch Locations

489 Fury'S Ferry Rd, Martinez, GA 30907 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Evans	GA	04/2018	Present
Wells Fargo Clearing Services, Llc.	Evans	GA	10/2018	Present
Mass Mutual	Atlanta	GA	05/2016	10/2016
Self Employed - Construction/Remodeling	Augusta	GA	10/2016	04/2018

04/2018 → Present

Wells Fargo Bank Na

Evans, GA
10/2018 → Present

Wells Fargo Clearing Services, Llc.

Evans, GA
05/2016 → 10/2016

Mass Mutual

Atlanta, GA
10/2016 → 04/2018

Self Employed - Construction/Remodeling

Augusta, GA

Previous Registrations

2013-06-04 → 2014-07-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Augusta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-09
S63	Uniform Securities Agent State Law Examination	2019-02-15
S65	Uniform Investment Adviser Law Examination	2013-05-30

S66 Uniform Combined State Law Examination

2021-04-09
S63 Uniform Securities Agent State Law Examination

2019-02-15
S65 Uniform Investment Adviser Law Examination

2013-05-30

Other Names

Jeremy Adams
Jeremy Lee Adams
Jeremy L Adams

View on SEC IAPD