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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| CA | RA | APPROVED | 2025-11-13 |
Branch Locations
1656 N. California Blvd, Floor 3, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | San Francisco | CA | 04/2008 | 12/2017 |
| Wells Fargo Clearing Services Llc | San Francisco | CA | 12/2017 | 02/2022 |
| Citigroup | Palo Alto | CA | 02/2022 | 11/2025 |
| Wells Fargo Bank, N.A. | San Francisco | CA | 02/2019 | 02/2022 |
| J.P. Morgan Securities Llc | Walnut Creek | CA | 11/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Walnut Creek | CA | 11/2025 | Present |
Entity Name: TMR Music Gear Investment related: No Address: Private Residence Nature of the other business: Music Position/Title/Relationship: Owner/Partner Start Date: 03/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Buying, selling, repairing, collecting musical instruments and related items. This activity has no similarities to my role at JPM, and has no connection to JPM. I spend well under 10 hours per month on this activity, and is limited solely to evenings and weekends.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-23 |
| S66 | Uniform Combined State Law Examination | 2008-06-20 |
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