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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-09-06
TX RA APPROVED 2019-12-06
IL RA APPROVED 2019-09-20
  • WI RA
    APPROVED
    Since 2022-09-06
  • TX RA
    APPROVED
    Since 2019-12-06
  • IL RA
    APPROVED
    Since 2019-09-20

Branch Locations

Madison, WI • United States

One North Wacker Suite 3400, Chicago, IL 60606 • United States

2501 W Beltline Highway Suite 401, Madison, WI 53713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2015 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 12/2017 09/2019
Stifel Nicolaus & Co Inc Chicago IL 09/2019 Present
Previous Registrations
Other Businesses

1. Lorelei dreaming;5955 N. Winthrop Ave Chicago IL 60660;Music-Band; Owner/Manager/Performer; 1/1/17;4 hr/mo; not during securities trading hours;Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-11
  • S66 Uniform Combined State Law Examination
    2011-03-11
Designations
Other Names
  • Laura Ann Bienz

View on SEC IAPD

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