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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-09-06 |
| TX | RA | APPROVED | 2019-12-06 |
| IL | RA | APPROVED | 2019-09-20 |
Branch Locations
One North Wacker Suite 3400, Chicago, IL 60606 • United States
2501 W Beltline Highway Suite 401, Madison, WI 53713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 10/2015 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 12/2017 | 09/2019 |
| Stifel Nicolaus & Co Inc | Chicago | IL | 09/2019 | Present |
1. Lorelei dreaming;5955 N. Winthrop Ave Chicago IL 60660;Music-Band; Owner/Manager/Performer; 1/1/17;4 hr/mo; not during securities trading hours;Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-11 |
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