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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Wethersfield | CT | 05/2008 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Shelton | CT | 07/2016 | 12/2022 |
| Mml Investors Services, Llc | Shelton | CT | 03/2017 | 12/2022 |
| The Leaders Group Inc | Littleton | CO | 07/2024 | Present |
| Barnum Financial Group | Shelton | CT | 07/2017 | 12/2022 |
| Barnum Financial Group | Shelton | CT | 06/2008 | 07/2017 |
| Barnum Financial Group | Shelton | CT | 12/2022 | Present |
1.) RISK & INS ASSOCIATES LLC - 5/1/2019 - 406 Crestwood Drive, Cheshire, CT 06410 - Brokerage Wholesaler, Sales, Not Invt Rel, Insurance business, 40 hrs/mo; 0 hrs/mo (during trading hours). 2.) BARNUM FINANCIAL GROUP - 12/1/2022 - 795 W Main Street, West Haven, CT 06516 - Brokerage Wholesaler, Sales, Not Invt Rel, Insurance business, 40 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 7/30/2024 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-17 |
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