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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-06-21 |
Branch Locations
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
#1000 - 1175 Douglas Street, Victoria, Bc V8W 2E1 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Ltd. | Victoria | 03/2006 | Present | |
| Raymond James (Usa) Ltd. | Vancouver, B.C. | 02/2012 | Present |
(1) RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. APRIL DOREY IS LOCATED AT 1000 - 1175 DOUGLAS ST, VICTORIA, BC CANDA V8W 2E1AND HAS BEEN EMPLOYED SINCE MARCH 6, 2006.SHE IS A FULL TIME EMPLOYEE AND HER TITLE WITH RJL IS "FINANCIAL ADVISOR". SHE DEVOTES 200 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES. (2) RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. APRIL DOREY IS LOCATED AT 1000 - 1175 DOUGLAS ST, VICTORIA, BC CANDA V8W 2E1 AND HAS BEEN LICENSED WITH RJFP SINCE JULY 31, 2009. SHE IS A FULL-TIME EMPLOYEE. SHE DEVOTES 1 HOUR A MONTH TO THIS BUSINESS. HER JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. (3) Salvation Army (of BC) in Victoria BC - Advisory Board Position volunteer includes listening to strategy every 2 months, giving ideas on what other services to consider offering in community. START DATE was January 10th, 2018. I DEVOTE LESS THAN ONE (1) HOUR PER MONTH NOT DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-12 |
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