Emily Rodriguez

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-09
TX	RA	APPROVED	2025-07-08

FL RA
APPROVED

Since 2025-07-09
TX RA
APPROVED

Since 2025-07-08

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Credit Agricole Securities	New York	NY	05/2011	11/2017
Jpmorgan Chase Bank Na	Miami	FL	08/2018	Present
Jpmorgan Securities Llc	Miami	FL	08/2018	Present
Ca Indosuez Wealth (Miami)	Miami	FL	11/2017	08/2018

05/2011 → 11/2017

Credit Agricole Securities

New York, NY
08/2018 → Present

Jpmorgan Chase Bank Na

Miami, FL
08/2018 → Present

Jpmorgan Securities Llc

Miami, FL
11/2017 → 08/2018

Ca Indosuez Wealth (Miami)

Miami, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-03
S63	Uniform Securities Agent State Law Examination	2011-10-26

S65 Uniform Investment Adviser Law Examination

2025-07-03
S63 Uniform Securities Agent State Law Examination

2011-10-26

View on SEC IAPD

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