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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
15 Compound Dr, Hutchinson, KS 67502 • United States
201 West Ave S, Lyons, KS 67554 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Hutchinson | KS | 05/2008 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Hutchinson | KS | 08/2008 | 07/2021 |
| Kelli N Altvater Inc | Hutchinson | KS | 07/2014 | Present |
| Hadley | Wichita | KS | 04/2015 | Present |
| The Altvater Group Llc | Hutchinson | KS | 05/2016 | Present |
| Coronado Square | Lyons | KS | 12/2011 | 07/2018 |
| Lpl Financial Llc | Wichita | KS | 07/2021 | Present |
1. 9/2/2021 - Invision Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 3/20021. 2. 9/2/2021 - Kelli N Altvater Inc - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 7/2014 - Time Spent 1% - Sole owner of entity. 3. 9/2/2021 - The Altvater Group LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 2019 - Sole owner of entity. 4. 11/17/2021 - Millenium - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2021 - 5 Hours Per Month/1 Hour During Securities Trading - Fixed insurance. 5. 11/17/2021 - Associate of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2021 - 5 Hours Per Month/1 Hour During Securities Trading - Fixed insurance. 6. 11/17/2021 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2021 - 5 Hours Per Month/1 Hour During Securities Trading - Fixed insurance. 7. 04/20/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 03/13/2023 - 2 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-01 |
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