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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • OR RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

North Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. James Lutheran Church Myrtle Point OR 05/2003 02/2022
Avantax Investment Services, Inc. Myrtle Point OR 05/2008 09/2025
Floyd Ingram Charitable Foundation, Inc. Myrtle Point OR 12/2008 Present
Avantax Advisory Services Myrtle Point OR 06/2012 09/2025
Generations Tax & Wealth Management Llc Myrtle Point OR 10/2015 Present
Cetera Wealth Services, Llc North Bend OR 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2003 → 02/2022
    St. James Lutheran Church
    Myrtle Point, OR
  • 05/2008 → 09/2025
    Avantax Investment Services, Inc.
    Myrtle Point, OR
  • 12/2008 → Present
    Floyd Ingram Charitable Foundation, Inc.
    Myrtle Point, OR
  • 06/2012 → 09/2025
    Avantax Advisory Services
    Myrtle Point, OR
  • 10/2015 → Present
    Generations Tax & Wealth Management Llc
    Myrtle Point, OR
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    North Bend, OR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-06-18 → 2025-09-05
    Avantax Advisory Services
    North Bend, OR
Other Businesses

1) Coos Bay School Community Foundation~'NIR'~PO Box 1372~Coos Bay~OR~97420~Club/Association Director/Officer~Treasurer/Comptroller~1/28/2013~4hrs~1hrs~General bookkeeping & accounting, provide financial reports to the board, prepare & file tax returns 2) Generations Tax & Wealth Management, LLC~'NIR'~531 Spruce Street~Myrtle Point~OR~97458~Tax Preparation/Accounting~Partner/General Partner~10/21/2015~173hrs~97hrs~Preparation of tax returns, bookkeeping, and payroll services 3) Floyd Ingram Charitable Foundation, Inc.~'NIR'~531 Spruce Street~Myrtle Point~OR~97458~Other~Secretary~10/1/2008~10hrs~4hrs~I am the secretary for the company. I provide general support as well as tax preparation, bookkeeping and payroll activities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-22
S63 Uniform Securities Agent State Law Examination 2008-08-28
  • S65 Uniform Investment Adviser Law Examination
    2011-12-22
  • S63 Uniform Securities Agent State Law Examination
    2008-08-28
Other Names
  • Nicole Christine Chiesa
  • Miles C. Nicole

View on SEC IAPD

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