Andrew Wade Hergert

Current Employers

Employment History

• 10/2013 → Present
  Raymond James Financial Services, Inc.
  Bellevue, WA
• 10/2013 → Present
  Raymond James Financial Services Advisors Inc.
  Bellevue, WA
• 08/2012 → Present
  Rh Farms
  Bellevue, WA
• 12/2016 → Present
  A.H. Financial, Llc
  Bellevue, WA

Previous Registrations

• 2005-09-02 → 2013-10-14
  Ubs Financial Services Inc.
  Seattle, WA
  Seattle, WA
• 2003-09-25 → 2005-08-29
  Morgan Stanley Dw Inc.
  Seattle, WA

Other Businesses

(1)Name of Business: A.H. Financial, LLC Address: 2005 102nd Ave SE, Bellevue, WA, 98004, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/08/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company (2)Name of Business: HK Financial Group Address: 11747 NE 1st St Ste 202, Bellevue, WA, 98005, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor on a team with another RJ advisor Thomas Kim with a joint production number we do business under. (3)Name of Business: RH Farms Address: 2005 102nd Ave SE, Bellevue, WA, 98004, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 08/16/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Participate in annual meeting for family farm business

Exams

• S66 Uniform Combined State Law Examination
  2000-07-06

Designations

Other Names

• Andrew Wade Hergert
• Andrew W. Hergert
• Andrew W Hergert