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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
6723 Ne Bennett St. Ste. 220, Hillsboro, OR 97124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jones & Roth, Pc | Hillsboro | OR | 06/2013 | Present |
| 1St Global Advisors, Inc | Hillsboro | OR | 06/2013 | 10/2019 |
| 1St Global Capital Cor | Hillsboro | OR | 06/2013 | 09/2025 |
| Avantax Insurance Services, Inc. | Hillsboro | OR | 06/2013 | 09/2025 |
| Avantax Investment Services, Inc. | Hillsboro | OR | 10/2019 | 09/2025 |
| Avantax Advisory Services | Hillsboro | OR | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Hillsboro | OR | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) JONES & ROTH FINANCIAL ADVISORS, LLC POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 45 START DATE: 06/03/2013 ADDRESS: Hillsboro OR 97214, United States DESCRIPTION: Provide financial services to clients. 2) HAWTHORNE GLEN HOA POSITION: President NATURE: I am on the Board of Directors for the HOA of my housing community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2024 ADDRESS: 17933 NW Evergreen Place, Suite 200, Beaverton OR 97006, United States DESCRIPTION: My duty is to attend meetings, address neighborhood issues, and approving the annual budget. All meetings are held via Zoom and I do not have any checkwriting authority as we have a management company doing all activity. According to the HOA bylaws, we must have 3 directors, but little to no responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-10 |
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