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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-16
MI RA APPROVED 2010-10-29
  • TX RA
    APPROVED_RES
    Since 2026-03-16
  • MI RA
    APPROVED
    Since 2010-10-29

Branch Locations

7163 Headley Street Se Suite A, Ada, MI 49301 • United States

Grand Rapids, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associate, Inc Ada MI 04/2008 Present
  • 04/2008 → Present
    Raymond James & Associate, Inc
    Ada, MI
Other Businesses

(1)Name of Business: Address: 2242 Edgewater St NE, Grand Rapids, MI, 49525, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be renting out my condo. Paying HOA, parking, property tax and insurance fees. Hiring professionals if repairs are needed.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-27
S63 Uniform Securities Agent State Law Examination 2009-11-09
  • S65 Uniform Investment Adviser Law Examination
    2010-10-27
  • S63 Uniform Securities Agent State Law Examination
    2009-11-09
Other Names
  • Sarah Marie Morrissey

View on SEC IAPD

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