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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-03-13 |
| TX | RA | APPROVED_RES | 2025-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia State Bank | Puyallup | WA | 08/2012 | 03/2023 |
| Cetera Investment Services | St.CLoud | MN | 08/2012 | 10/2023 |
| Cetera Investment Advisers Llc | Puyallup | WA | 01/2014 | 10/2023 |
| Umpqua Bank | Puyallup | WA | 03/2023 | 10/2023 |
| Columbia Wealth Advisors | Bonney Lake | WA | 10/2023 | 03/2025 |
| Raymond James Financial Services Advisors, Inc. | Bonney Lake | WA | 10/2023 | 03/2025 |
| Raymond James Financial Services, Inc. | Bonney Lake | WA | 10/2023 | 03/2025 |
| Lpl Financial | Lakeside | MT | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-13 |
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