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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-01 |
| WA | RA | APPROVED | 2020-03-06 |
Branch Locations
1499 Se Tech Center Pl Ste 150, Vancouver, WA 98683-5529 • United States
12665 Sw 69Th Ave. Suite 100, Tigard, OR 97223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research , Inc. | Fairfield | IA | 05/2015 | 02/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2015 | 02/2020 |
| Lpl Financial, Llc | Vancouver | WA | 03/2020 | Present |
1. 3/6/2020 - No Business Name - Investment Related - Vancouver, WA 98663-2744 Clark County - Real Estate Rental - Owner - Started 1998 - 2 Hours Per Month. 2. 3/6/2020 - US INVESTORS INTERNATIONAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 6/10/2021 - Don Houston Seven27 LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 4/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-24 |
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