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Humacao, PR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2022-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aua Capital Management | Mechanicsburg | PA | 10/2014 | 06/2017 |
| Columbus Macro | Neshannock | PA | 08/2017 | 04/2020 |
| Relative Sentiment Technologies, Llc | Humacao | PR | 11/2021 | Present |
| Unemployed | Philadelphia | PA | 04/2020 | 07/2021 |
| Allio Fintech Corporation | Seattle | WA | 07/2021 | 09/2023 |
| Allio Advisers Llc | Humacao | PR | 04/2023 | 09/2023 |
| Ahana Markets, Llc | Humacao | PR | 03/2024 | Present |
Chief Investment Officer and majority owner of Relative Sentiment Technologies, LLC, Registered Investment Adviser, which sub-advises an ETF and provides outsourced Chief Investment Officer services to other RIAs. Address: Humacao, Puerto Rico 00791. Start Date: 11/2021. Hours per month: approximately 40. Hours during trading hours: approximately 20. *** Chief Executive Officer of Ahana Markets, LLC, a startup broker-dealer approved for Regulation A and D offerings. Address: The Views 3, Palmas Del Mar, Humacao, PR 00791. Start Date: 03/2024. Hours per month: approximately 60. Hours during trading hours: approximately 20-30. Name of Business: Mars Markets, Investment related:Y, Address: PO Box 299 Alpine, NJ, Nature of the business: Music distribution platform, Tile: Finance Boss, start date: February 3, 2025, Approx number of hours spent on this activity per month:15, Approx number of hours spent on this activity during trading hours: 10, Description of duties; Oversee the banking and credit parts of the platform.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-02-18 |
| S65 | Uniform Investment Adviser Law Examination | 2010-11-04 |
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