David Hua

Current Employers

Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-03

TX RA
APPROVED

Since 2024-01-03

Branch Locations

Bee Cave, TX • United States

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Securities Corporation	New York	NY	04/2010	07/2022
Arete Wealth Management Llc	Chicago	IL	07/2022	Present

04/2010 → 07/2022

National Securities Corporation

New York, NY
07/2022 → Present

Arete Wealth Management Llc

Chicago, IL

Other Businesses

SOM BO LLC: RESTAURANT INVESTOR ONLY NO ROLE. FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-07-29
S63	Uniform Securities Agent State Law Examination	2008-08-18

S65 Uniform Investment Adviser Law Examination

2022-07-29
S63 Uniform Securities Agent State Law Examination

2008-08-18

Other Names

David Hall

View on SEC IAPD