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Kimberly L Frank

Schwab Wealth Advisory, Inc.

Orlando, FL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-17
TX RA APPROVED 2026-03-19
  • FL RA
    APPROVED
    Since 2026-04-17
  • TX RA
    APPROVED
    Since 2026-03-19

Branch Locations

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 06/2014 04/2019
Schwab Private Client Investment Advisory, Inc Orlando FL 03/2016 04/2019
Charles Schwab & Co., Inc. Orlando FL 06/2014 Present
Schwab Wealth Advisory, Inc. Orlando FL 12/2025 Present
  • 06/2014 → 04/2019
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 03/2016 → 04/2019
    Schwab Private Client Investment Advisory, Inc
    Orlando, FL
  • 06/2014 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 12/2025 → Present
    Schwab Wealth Advisory, Inc.
    Orlando, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-24
S63 Uniform Securities Agent State Law Examination 2015-11-09
S66 Uniform Combined State Law Examination 2008-07-19
  • S65 Uniform Investment Adviser Law Examination
    2025-10-24
  • S63 Uniform Securities Agent State Law Examination
    2015-11-09
  • S66 Uniform Combined State Law Examination
    2008-07-19
Other Names
  • Kimberly Lynn Eckstrom
  • Kimberly Lynn Duncan
  • Kimberly L Frank
  • Kimberly L Frank

View on SEC IAPD

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