Sevdi Dauti

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-06-30
NY	RA	APPROVED	2025-06-30
TX	RA	APPROVED	2025-06-30

CT RA
APPROVED

Since 2025-06-30
NY RA
APPROVED

Since 2025-06-30
TX RA
APPROVED

Since 2025-06-30

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	White Plains	NY	08/2010	06/2025
Morgan Stanley Smith Barney Llc	Purchase	NY	06/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	08/2025	Present

08/2010 → 06/2025

Ubs Financial Services Inc.

White Plains, NY
06/2025 → Present

Morgan Stanley Smith Barney Llc

Purchase, NY
08/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2021-10-26 → 2025-07-28

Ubs Financial Services Inc.

Purchase, NY

New Fairfield, CT

Other Businesses

*651988- SD Consulting LLC; Investment related: Yes; new fairfield, Connecticut; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2008; During business hours: 0; After business hours: 6;Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-17
S63	Uniform Securities Agent State Law Examination	2000-05-15

S66 Uniform Combined State Law Examination

2023-03-17
S63 Uniform Securities Agent State Law Examination

2000-05-15

Designations

Other Names

Sev Dauti

View on SEC IAPD