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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-08-21
TX RA APPROVED_RES 2016-02-02
FL RA APPROVED 2015-08-03
  • NJ RA
    APPROVED
    Since 2018-08-21
  • TX RA
    APPROVED_RES
    Since 2016-02-02
  • FL RA
    APPROVED
    Since 2015-08-03

Branch Locations

900 S Us Highway 1, Jupiter, FL 33477 • United States

200 State Route 31, Flemington, NJ 08822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pate Development, Llc West Palm Beach FL 01/2005 Present
All For One Pet Resuce, Inc Royal Palm Beach FL 03/2014 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jupiter FL 06/2015 Present
Bank Of America, N.A. Jupiter FL 08/2015 Present
  • 01/2005 → Present
    Pate Development, Llc
    West Palm Beach, FL
  • 03/2014 → Present
    All For One Pet Resuce, Inc
    Royal Palm Beach, FL
  • 06/2015 → Present
    Jupiter, FL
  • 08/2015 → Present
    Bank Of America, N.A.
    Jupiter, FL
Previous Registrations
Other Businesses

I*10626FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PATE DEVELOPMENT, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:WEST PALM BEACH, FLORIDA 33412NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2004NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LAND DEVELOPMENT COMPANY THAT CURRENTLY IS NOT ACTIVELY CONDUCTING BUSINESS. CURRENTLY IT OWNS LAND THAT IS NOT BEING DEVELOPED.I*113281For profit or not for profit: For-Profit OrganizationName of outside business organization: Boca Realty TPMPInvestment related: NAddress of business: Palm Beach Gardens, Florida 33410Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 3/30/2018Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Owner of a commercial real estate rental I*3934265 Entity Type: N/A Name of OBA: All For One Pet Rescue, Inc. Address: Royal Palm Beach, Florida, 33421 Investment Related: No Position, Title, Association: Employee Start Date: 03/09/2026 Number of Hours: 30, Monthly Number of Hours during trading: 0, Monthly Duties: Volunteer run and foster based pet rescue Board Member. Help with recruiting foster homes for pets.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-26
  • S66 Uniform Combined State Law Examination
    2007-11-26

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