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Current Employers
Moneta Group Investment Advisors, Llc

190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-11-05
MA RA APPROVED 2021-11-03
MO RA APPROVED 2021-09-22
  • KS RA
    APPROVED
    Since 2021-11-05
  • MA RA
    APPROVED
    Since 2021-11-03
  • MO RA
    APPROVED
    Since 2021-09-22

Branch Locations

1 Mercantile , Suite 750, Worcester, MA 01608 • United States

190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Worcester MA 02/2010 11/2016
Wells Fargo Clearing Services, Llc Worcester MA 11/2016 09/2021
Moneta Group Investment Advisors, Llc St. Louis MO 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-06
S63 Uniform Securities Agent State Law Examination 2008-07-09
  • S65 Uniform Investment Adviser Law Examination
    2010-07-06
  • S63 Uniform Securities Agent State Law Examination
    2008-07-09
Designations

View on SEC IAPD

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