Best Investors Account Sign in

Tara L Griggs

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Blanc, MI

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-06-12
TX RA APPROVED_RES 2017-05-09
  • MI RA
    APPROVED
    Since 2017-06-12
  • TX RA
    APPROVED_RES
    Since 2017-05-09

Branch Locations

8121 Trillium Circle Ave, Grand Blanc, MI 48439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Troy MI 01/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-10
S63 Uniform Securities Agent State Law Examination 2017-04-08
  • S65 Uniform Investment Adviser Law Examination
    2017-06-10
  • S63 Uniform Securities Agent State Law Examination
    2017-04-08
Other Names
  • Tara Lyn Lane
  • Tara Lyn Lane

View on SEC IAPD

More in Grand Blanc, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor