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Janay M Wardlow

Ubs Financial Services Inc.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-02
  • CA RA
    APPROVED
    Since 2024-07-02

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Washington DC 09/2020 06/2024
Ubs Financial Services New York NY 07/2016 07/2018
Ubs Financial Services Washington DC 07/2018 09/2020
Ubs Financial Services, Inc Los Angeles CA 07/2024 01/2025
Ubs Financial Services, Inc. Los Angles CA 01/2025 Present
Previous Registrations
  • 2020-10-21 → 2024-07-02
    Morgan Stanley
    Washington, DC
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-16
  • S66 Uniform Combined State Law Examination
    2020-09-16
Other Names
  • Janay Michelle Wardlow
  • Janay Wardlow

View on SEC IAPD

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