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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-10 |
| NY | RA | APPROVED | 2024-11-18 |
| MA | RA | APPROVED | 2024-11-12 |
| NJ | RA | APPROVED | 2024-11-12 |
| RI | RA | APPROVED | 2024-11-04 |
| FL | RA | APPROVED | 2024-11-01 |
| CA | RA | APPROVED | 2024-10-31 |
| ME | RA | APPROVED | 2024-10-31 |
Branch Locations
35 Braintree Hill Office Park Suite 106, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities | Waltham | MA | 10/2008 | 10/2023 |
| Nyl | Waltham | MA | 06/2008 | 10/2023 |
| Next Financial Group, Inc | Houston | TX | 09/2018 | 10/2023 |
| Osaic | Braintree | MA | 10/2023 | 10/2024 |
| Guardian Life Insurance Company | Braintree | MA | 10/2024 | Present |
| Park Avenue Securities | Braintree | MA | 10/2024 | Present |
| Guardian Life Insurance Company | Attleboro | MA | 03/2025 | Present |
| Park Avenue Securities | Attleboro | MA | 03/2025 | Present |
Insurance Agent (Life, Disability, LTC): As part of my holistic advisor planning practice, Insurance is a part of the planning and used in most of my cases. Start Date: 06/16/2008 Address: 35 Braintree Hill Office Park, Suite 106, Braintree, MA 02184 20 total hours per month; 20 Hours during normal securities trading Hours Investment Related 26-50% Annual Compensation Weinguys trust: trustee- In the event of death of both Jeff and Leslie, Sean will oversee what the funds are used for by their children. Start Date: 01/01/2023 Address: 35 Braintree Hill Office Park, Suite 106, Braintree, MA 02184 0 total hours per month; o during normal securities trading hours Not Investment Related less than 10% Annual Compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-11 |
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