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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-10
NY RA APPROVED 2024-11-18
MA RA APPROVED 2024-11-12
NJ RA APPROVED 2024-11-12
RI RA APPROVED 2024-11-04
FL RA APPROVED 2024-11-01
CA RA APPROVED 2024-10-31
ME RA APPROVED 2024-10-31
  • TX RA
    APPROVED_RES
    Since 2025-01-10
  • NY RA
    APPROVED
    Since 2024-11-18
  • MA RA
    APPROVED
    Since 2024-11-12
  • NJ RA
    APPROVED
    Since 2024-11-12
  • RI RA
    APPROVED
    Since 2024-11-04
  • FL RA
    APPROVED
    Since 2024-11-01
  • CA RA
    APPROVED
    Since 2024-10-31
  • ME RA
    APPROVED
    Since 2024-10-31

Branch Locations

Attleboro, MA • United States

35 Braintree Hill Office Park Suite 106, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Waltham MA 10/2008 10/2023
Nyl Waltham MA 06/2008 10/2023
Next Financial Group, Inc Houston TX 09/2018 10/2023
Osaic Braintree MA 10/2023 10/2024
Guardian Life Insurance Company Braintree MA 10/2024 Present
Park Avenue Securities Braintree MA 10/2024 Present
Guardian Life Insurance Company Attleboro MA 03/2025 Present
Park Avenue Securities Attleboro MA 03/2025 Present
  • 10/2008 → 10/2023
    Nylife Securities
    Waltham, MA
  • 06/2008 → 10/2023
    Nyl
    Waltham, MA
  • 09/2018 → 10/2023
    Next Financial Group, Inc
    Houston, TX
  • 10/2023 → 10/2024
    Osaic
    Braintree, MA
  • 10/2024 → Present
    Guardian Life Insurance Company
    Braintree, MA
  • 10/2024 → Present
    Park Avenue Securities
    Braintree, MA
  • 03/2025 → Present
    Guardian Life Insurance Company
    Attleboro, MA
  • 03/2025 → Present
    Park Avenue Securities
    Attleboro, MA
Previous Registrations
  • 2023-10-23 → 2024-10-31
    Braintree, MA
  • 2020-02-11 → 2023-10-19
    Next Financial Group, Inc.
    South Easton, MA
Other Businesses

Insurance Agent (Life, Disability, LTC): As part of my holistic advisor planning practice, Insurance is a part of the planning and used in most of my cases. Start Date: 06/16/2008 Address: 35 Braintree Hill Office Park, Suite 106, Braintree, MA 02184 20 total hours per month; 20 Hours during normal securities trading Hours Investment Related 26-50% Annual Compensation Weinguys trust: trustee- In the event of death of both Jeff and Leslie, Sean will oversee what the funds are used for by their children. Start Date: 01/01/2023 Address: 35 Braintree Hill Office Park, Suite 106, Braintree, MA 02184 0 total hours per month; o during normal securities trading hours Not Investment Related less than 10% Annual Compensation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-24
S63 Uniform Securities Agent State Law Examination 2019-06-11
  • S65 Uniform Investment Adviser Law Examination
    2020-01-24
  • S63 Uniform Securities Agent State Law Examination
    2019-06-11
Other Names
  • Sean Michael Mccabe
  • Sean Mccabe

View on SEC IAPD

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