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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-05 |
| VA | RA | APPROVED | 2025-05-05 |
Branch Locations
20130 Lakeview Center Plaza, Suite 400., Ashburn, VA 20147 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
20130 Lakeview Ctr Plz Ste 400, Ashburn, VA 20147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Mclean | VA | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 02/2017 |
| Raymond James & Associates, Inc | Ashburn | VA | 02/2017 | 05/2025 |
| Rental Property -201 Mint Hill Dr, Cary Nc 27519 | Sterling | VA | 08/2006 | 08/2023 |
| Lpl Financial Llc | Ashburn | VA | 05/2025 | Present |
1. Start Date: 05/05/2025 - Kim Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Ashburn, VA 20147 - 160 Hrs/Mth - 8 Hrs During Trading. - Time Spent: 100
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-23 |
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