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Current Employers
Global View Capital Management Llc

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-12-15
  • PA RA
    APPROVED
    Since 2015-12-15

Branch Locations

York, PA • United States

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global View Capital Management, Llc Waukesha WI 12/2015 Present
Global View Capital Insurance, Ltd. Waukesha WI 12/2015 07/2019
Global View Capital Advisors, Llc Waukesha WI 12/2015 Present
  • 12/2015 → Present
    Waukesha, WI
  • 12/2015 → 07/2019
    Global View Capital Insurance, Ltd.
    Waukesha, WI
  • 12/2015 → Present
    Global View Capital Advisors, Llc
    Waukesha, WI
Previous Registrations
  • 2012-10-18 → 2015-12-31
    Asset & Retirement Protectors Llc
    York, PA
  • 2012-01-03 → 2012-07-05
    York, PA
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    York, PA
  • 2008-06-26 → 2011-12-31
    Asset & Retirement Protectors Llc
    York, PA
Other Businesses

[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 12-09-2015; APPROX. 80 ADVISORY HRS/MONTH; APPROX. 60 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-03-26
S65 Uniform Investment Adviser Law Examination 2008-03-17
  • S63 Uniform Securities Agent State Law Examination
    2012-03-26
  • S65 Uniform Investment Adviser Law Examination
    2008-03-17
Other Names
  • Larry R. Forbes
  • Larry Forbes

View on SEC IAPD

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