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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-23
CA RA APPROVED 2025-04-22
  • FL RA
    APPROVED
    Since 2025-04-23
  • CA RA
    APPROVED
    Since 2025-04-22

Branch Locations

Palm Beach Gardens, FL • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Jupiter FL 08/2005 03/2025
Capital Group / Capital Client Group, Inc. Los Angeles CA 03/2025 03/2026
Gail Marshall Interiors, Llc Jupiter FL 07/2013 Present
Capital Group / Capital Client Group, Inc. Los Angeles CA 03/2026 Present
  • 08/2005 → 03/2025
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Jupiter, FL
  • 03/2025 → 03/2026
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
  • 07/2013 → Present
    Gail Marshall Interiors, Llc
    Jupiter, FL
  • 03/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Previous Registrations
  • 2009-10-23 → 2025-03-24
    Palm Beach Gardens, FL
    Boston, MA
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    New York, NY
    Palm Beach Gardens, FL
    Jupiter, FL
    Palm Beach Gardens, FL
    Pennington, NJ
    Jupiter, FL
    Charlotte, NC
    Atlanta, GA
    Philadelphia, PA
    Jupiter, FL
  • 2009-01-08 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Boston, MA
  • 2008-10-08 → 2008-12-31
    Bofa Advisors, Llc
    Boston, MA
Other Businesses

GAIL MARSHALL INTERIORS, LLC POSITION: Co-Owner NATURE: This is an interior design company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2013 ADDRESS: Jupiter FL 33477, United States DESCRIPTION: This is my wife's interior design company. I am not involved in any part of running the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-11
  • S66 Uniform Combined State Law Examination
    2008-09-11
Other Names
  • Tom Schneckner

View on SEC IAPD

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