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Timothy P Clouden

LPl Financial LLC

Orchard Park, NY

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

Orchard Park, NY • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Buffalo NY 01/2008 07/2022
Lpl Financial Llc Buffalo NY 06/2021 07/2022
Lpl Financial Llc Orchard Park NY 07/2022 Present
Previous Registrations
  • 2015-11-25 → 2021-06-09
    M&T Securities, Inc.
    Buffalo, NY
    Buffalo, NY
    Baltimore, MD
    Buffalo, NY
    Baltimore, MD
    Baltimore, MD
    Buffalo, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-20
S63 Uniform Securities Agent State Law Examination 2008-12-03
  • S65 Uniform Investment Adviser Law Examination
    2015-11-20
  • S63 Uniform Securities Agent State Law Examination
    2008-12-03

View on SEC IAPD

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