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Irhad Pekmez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-16
CA RA APPROVED 2019-06-11
  • TX RA
    APPROVED_RES
    Since 2022-02-16
  • CA RA
    APPROVED
    Since 2019-06-11

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2595 W Chandler Blvd, Chandler, AZ 85224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co, Inc Phoenix AZ 09/2008 08/2018
International Cruise & Excursions, Inc. Scottsdale AZ 11/2018 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-31
S63 Uniform Securities Agent State Law Examination 2008-06-16
  • S66 Uniform Combined State Law Examination
    2012-03-31
  • S63 Uniform Securities Agent State Law Examination
    2008-06-16

View on SEC IAPD

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