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Account
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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-10-31 |
| DC | RA | APPROVED | 2024-10-28 |
| TX | RA | APPROVED_RES | 2024-10-28 |
| GA | RA | APPROVED | 2024-10-24 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norcross | GA | 11/2012 | 02/2022 |
| Bank Of America, N.A. | Norcross | GA | 01/2013 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Alpharetta | GA | 02/2022 | 03/2024 |
| Wells Fargo Bank, Na | Alpharetta | GA | 02/2022 | 03/2024 |
| Thrivent Financial | Appleton | WI | 10/2024 | Present |
| Thrivent Investment Management Inc | Minneapolis | MN | 10/2024 | Present |
| Unemployed | Cumming | GA | 04/2024 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-17 |
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