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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-12-22 |
| TN | RA | APPROVED | 2014-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Franklin | TN | 11/2014 | Present |
I*2970265, Entity Type: Entity Charitable, Name of OBA: Battle Ground Academy Alumni Board, Address: Franklin, Tennessee, 37069, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/13/2025, No Hours: 30 Yearly, No Hours during Trading: 0 Yearly, Duties: This board is seen as an Advisory Board and make suggestions to the school on what to do to create engagement with the school's Alumni, and also makes recommendations on how to use some of the schools existing funds to assist Alumni in being able to send their own kids to this school. Battle Ground Academy (BGA) is an independent pre-K3 through 12th grade school located in Franklin, Tenn., serving all of Williamson County and much of greater Nashville. This Alumni Board serves to create engagement with the Alumni and helps sponsor several Alumni events throughout the year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-17 |
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