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Katherine Lynne Lynne Seidel

Ubs Financial Services Inc.

Los Gatos, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-10-27
TX RA APPROVED 2016-10-27
  • CA RA
    APPROVED
    Since 2016-10-27
  • TX RA
    APPROVED
    Since 2016-10-27

Branch Locations

750 University Avenue Suite 250, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 07/2008 10/2016
Ubs Financial Services Inc Los Gatos CA 10/2016 Present
Previous Registrations
  • 2008-09-15 → 2016-10-28
    Capitola, CA
    Scotts Valley, CA
    Los Gatos, CA
    St Louis, MO
    Ben Lomond, CA
Other Businesses

SANTA CRUZ PERSONAL TRAINING & SPORTS REHAB PERSONAL TRAINING P.O. BOX 1022, FELTON, CA 95018 STARTED: 8/1/2008 BUSINESS ASSOCIATE HRS WORKED: 12 COMPENSATION: 3200 ACCOUNTING, MARKETING, ADVERTISING, NETWORKING EVENTS, SALES, AND PERSONAL ASSISTANCE. "Magnolia Golden LLC Type of business: Real Estate Investment Houston, TX Start date: 7/8/2015 Managing Member Hours per week: 0 Hours during trading: 0 Maintain Property"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-11
  • S66 Uniform Combined State Law Examination
    2008-09-11
Other Names
  • Katherine Lynne Rathe
  • Katherine Lynne Page
  • Katherine Rathe Seidel
  • Katherine Lynne Seidel

View on SEC IAPD

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