Anthony Michael Puma

Current Employers

Spinnaker Investment Group, Llc

4100 Macarthur Blvd. Suite 120, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-12-15

CA RA
APPROVED

Since 2016-12-15

Branch Locations

4100 Macarthur Blvd. Suite 120, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Signature Resources Capital Management	Irvine	CA	10/2010	11/2016
Massmutual Life Insurance Company	Irvine	CA	10/2014	11/2016
Police And Fire: The Fallen Heroes	Walnut Creek	CA	02/2016	02/2021
Spinnaker Investment Group, Llc	Newport Beach	CA	11/2016	Present

10/2010 → 11/2016

Signature Resources Capital Management

Irvine, CA
10/2014 → 11/2016

Massmutual Life Insurance Company

Irvine, CA
02/2016 → 02/2021

Police And Fire: The Fallen Heroes

Walnut Creek, CA
11/2016 → Present

Spinnaker Investment Group, Llc

Newport Beach, CA

Previous Registrations

2010-12-10 → 2017-03-13

Signature Resources Capital Management, Llc

Newport Beach, CA
2008-05-30 → 2010-09-29

Signator Investors, Inc.

Irvine, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-20

S66 Uniform Combined State Law Examination

2008-05-20